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What is the main responsibility of the U.S. Securities and Exchange Commission (SEC)?
Regulating the securities industry
Managing the national budget
Overseeing the banking system
Regulating the insurance industry
Answer
The U.S. Securities and Exchange Commission (SEC) is primarily responsible for regulating the securities industry in the United States. This includes overseeing the activities of broker-dealers, investment advisers, and other market participants to protect investors and maintain fair and efficient markets.
Mary Schapiro Quiz: Can You Ace These Tough Questions?
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