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What is the primary focus of the Financial Industry Regulatory Authority (FINRA)?
Banking Regulation
Insurance Regulation
Securities Regulation
Consumer Protection
Answer
The Financial Industry Regulatory Authority (FINRA) is primarily focused on securities regulation. It is a self-regulatory organization for broker-dealers and exchanges in the United States, ensuring compliance with industry rules and protecting investors.
Mary Schapiro Quiz: Can You Ace These Tough Questions?
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